What is SEC AI Disclosure?

The SEC has brought enforcement actions and issued guidance requiring public companies to accurately disclose their use of AI in securities filings, avoid "AI washing," and ensure

Last updated April 22, 2026 · Every fact traceable to a public source

The SEC has brought enforcement actions and issued guidance requiring public companies to accurately disclose their use of AI in securities filings, avoid "AI washing," and ensure investment advisers do not misrepresent their use of AI in client communications.

What does SEC AI Disclosure actually require?

Key obligations include: Accurate disclosure of AI use in SEC filings; Prohibition on AI washing; Investment adviser conduct standards for AI; Risk factor disclosure for material AI dependencies.

Who is in scope of SEC AI Disclosure?

SEC AI Disclosure is in_force in US. Scope attaches based on jurisdiction and the role a company plays in the AI supply chain. See /frameworks/sec-ai-disclosure for the full scope note and source links.

When does SEC AI Disclosure take effect?

The primary enforcement date is 2024-01-01. Some provisions may phase in earlier or later — see the framework brief for the full timeline.

What are the penalties?

Maximum penalties: SEC enforcement actions; civil penalties vary. Enforcement is carried out by the designated authorities in the jurisdiction.

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Framework
SEC AI Disclosure framework brief

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